DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left U••••• C•••••• F•••••••• A••••••• for Q••••••• W••••• P•••••••• L••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher Richard Mohring | Mandeville, La | Oct 19, 2023 | Sep 1, 2023 |
| Jared Thomas Davis | Mandeville, La | Oct 19, 2023 | Sep 1, 2023 |
The rule
- Registrations ended
- Oct 19, 2023
- Registered next
- Sep 1, 2023
- Branch state
- LA
- Cities
- 1, most in Mandeville, La
- Registered there that day
- 270 (people still on IAPD; an estimate)
- Share of that headcount
- 0.7%
- Succession by the destination
- a succession within a year (Sep 1, 2023), not necessarily this firm