DFX Intelligence
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Team lift-out
2 advisors left C••••• A•••••• N••••••• L•• for S•••••• • M•••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joseph Daniel Sweeney | Chico, Ca | Dec 31, 2018 | Mar 31, 2016 |
| Renee Ann Michel | Chico, Ca | Jan 4, 2019 | Mar 31, 2016 |
The rule
- Registrations ended
- Dec 31, 2018 to Jan 4, 2019
- Registered next
- Mar 31, 2016
- Branch state
- CA
- Cities
- 1, most in Chico, Ca
- Registered there that day
- 468 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- none on the tape