DFX Intelligence

RIA Intelligence

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Team lift-out

10 advisors left C••••• A•••••• N••••••• L•• for C•• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Bryan Anthony HernandezLong Beach, CaJun 29, 2023Feb 27, 2018
Connor Christopher CampbellLong Beach, CaJun 29, 2023Jan 26, 2017
David Charles NeffLakewood, CaJun 29, 2023Jan 30, 2017
Dennis C SmithEl Monte, CaJun 29, 2023Jan 30, 2017
Eric Van AnspachMurrieta, CaJun 29, 2023Dec 27, 2016
Gerald E MitchellLong Beach, CaJun 29, 2023Feb 16, 2017
Kenneth Scott LeeLa Mirada, CaJun 29, 2023Mar 25, 2017
Kurt Robert EhmannLong Beach, CaJun 29, 2023Dec 27, 2016
Michael Louis BishopLong Beach, CaJun 29, 2023Dec 27, 2016
Sarah Cartwright EhmannLong Beach, CaJun 29, 2023Feb 16, 2017
The rule
Registrations ended
Jun 29, 2023
Registered next
Dec 27, 2016 to Feb 27, 2018
Branch state
CA
Cities
5, most in Long Beach, Ca
Registered there that day
385 (people still on IAPD; an estimate)
Share of that headcount
2.6%
Succession by the destination
none on the tape
Other teams out of C••••• A•••••• N••••••• L••Other teams into C•• L••