DFX Intelligence
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Team lift-out
4 advisors left C••••• A•••••• N••••••• L•• for L•• F•••••••• L••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Emil Johnson | North Canton, Oh | Sep 28, 2020 | Sep 18, 2020 |
| David H Coletto | Fairview Park, Oh | Sep 28, 2020 | Sep 18, 2020 |
| Matthew William Rohde | Fairview Park, Oh | Sep 28, 2020 | Sep 29, 2020 |
| Stephen Sowers | Fairview Park, Oh | Sep 28, 2020 | Sep 18, 2020 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Sep 28, 2020
- Registered next
- Sep 18, 2020 to Sep 29, 2020
- Branch state
- OH
- Cities
- 2, most in Fairview Park, Oh
- Registered there that day
- 403 (people still on IAPD; an estimate)
- Share of that headcount
- 1.0%
- Succession by the destination
- none on the tape