DFX Intelligence
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Firm absorbed
4 advisors left W•••••• F•••••••• A•••••••• L•• for P••••••• W••••• A•••••••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Anita J Peca | Goleta, Ca | Apr 2, 2024 | Apr 9, 2024 |
| Donovan Roberson | Goleta, Ca | Apr 2, 2024 | Apr 8, 2024 |
| Marlin Bryce Stovesand | Goleta, Ca | Apr 2, 2024 | Apr 8, 2024 |
| Paul Kevin Mannion | Goleta, Ca | Apr 2, 2024 | Apr 8, 2024 |
The rule
- Registrations ended
- Apr 2, 2024
- Registered next
- Apr 8, 2024 to Apr 9, 2024
- Branch state
- CA
- Cities
- 1, most in Goleta, Ca
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 80%
- Succession by the destination
- a succession within a year (Feb 29, 2024), not necessarily this firm