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Team lift-out

2 advisors left P••• A••••••• I••••••••• A•••••••• I••• for D•• W••••• M••••••••• L••

independent RIAtostate registeredRIA to a state-registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
The rule
Registrations ended
Oct 11, 2022
Registered next
Apr 21, 2023
Branch state
TX
Cities
1, most in Plano, Tx
Registered there that day
12 (people still on IAPD; an estimate)
Share of that headcount
17%
Succession by the destination
none on the tape