DFX Intelligence
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Team lift-out
3 advisors left U••••• A••••••• S•••••••• L•• for B• R•••• W••••• A•••••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mary Donna Stone | Buffalo, Ny | Sep 17, 2020 | Sep 14, 2020 |
| Michelle Marie Malone | Buffalo, Ny | Sep 17, 2020 | Sep 14, 2020 |
| Roger Martin Faulring | Buffalo, Ny | Sep 17, 2020 | Sep 14, 2020 |
The rule
- Registrations ended
- Sep 17, 2020
- Registered next
- Sep 14, 2020
- Branch state
- NY
- Cities
- 1, most in Buffalo, Ny
- Registered there that day
- 13 (people still on IAPD; an estimate)
- Share of that headcount
- 23%
- Succession by the destination
- none on the tape