DFX Intelligence

RIA Intelligence

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Firm absorbed

5 advisors left Q••••• O•• A••••••• for M•• C•••••• M••••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Bert Deems MayCharlotte, NcDec 15, 2021Dec 24, 2021
Brandon Richard PhillipsCharlotte, NcDec 15, 2021Dec 21, 2021
Kevin James RungeCharlotte, NcDec 15, 2021Dec 21, 2021
Leila Taratus EvansCharlotte, NcDec 15, 2021Dec 21, 2021
Michele V StuttsCharlotte, NcDec 15, 2021Dec 21, 2021
The rule
Registrations ended
Dec 15, 2021
Registered next
Dec 21, 2021 to Dec 24, 2021
Branch state
NC
Cities
1, most in Charlotte, Nc
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of Q••••• O•• A•••••••Other teams into M•• C•••••• M••••••••• L••