DFX Intelligence

RIA Intelligence

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Firm absorbed

5 advisors left E•••• W••••• M••••••••• L•• for Q••••• P••••••• I••••••••• M•••••••••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
George Dennis LexSaratoga Springs, NyOct 24, 2023May 3, 2023
Matthew Alan NiggSaratoga Springs, NyOct 24, 2023May 2, 2023
Stephen Charles FurnoBrooklyn, NyOct 24, 2023May 2, 2023
William Vincent CanaleSaratoga Springs, NyOct 24, 2023May 2, 2023
James Edward RutherfordSaratoga Springs, NyOct 25, 2023May 2, 2023
The rule
Registrations ended
Oct 24, 2023 to Oct 25, 2023
Registered next
May 2, 2023 to May 3, 2023
Branch state
NY
Cities
2, most in Saratoga Springs, Ny
Registered there that day
8 (people still on IAPD; an estimate)
Share of that headcount
63%
Succession by the destination
none on the tape
Other teams out of E•••• W••••• M••••••••• L••Other teams into Q••••• P••••••• I••••••••• M•••••••••