DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

20 advisors left L•••• C•••••• G•••• for L•• F•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Ara FreedmanSan Diego, CaOct 5, 2020Sep 1, 2020
Brandon Mitchell HibdonSan Diego, CaOct 5, 2020Sep 1, 2020
Christopher Allen LloydSan Diego, CaOct 5, 2020Sep 1, 2020
Christopher Anthony PanagiotuSan Diego, CaOct 5, 2020Sep 1, 2020
Darren Joseph PolandSan Diego, CaOct 5, 2020Sep 1, 2020
Janean Evon StripeSan Diego, CaOct 5, 2020Sep 1, 2020
Jonathan Paul SavonaSan Diego, CaOct 5, 2020Sep 1, 2020
Joseph Paul LuciaSan Diego, CaOct 5, 2020Sep 1, 2020
Lance Taylor PetersSan Diego, CaOct 5, 2020Sep 1, 2020
Marisa FordSan Diego, CaOct 5, 2020Sep 1, 2020
Preston W SchumacherSan Diego, CaOct 5, 2020Sep 1, 2020
Rashard Jermaine CookSan Diego, CaOct 5, 2020Sep 1, 2020
Raymond Joseph LuciaSan Diego, CaOct 5, 2020Sep 1, 2020
Ronnie Ray SanchezSan Diego, CaOct 5, 2020Sep 1, 2020
Sean P OconnorSan Diego, CaOct 5, 2020Sep 1, 2020
Sondra ForknerSan Diego, CaOct 5, 2020Sep 1, 2020
Terrance William KeyesSan Diego, CaOct 5, 2020Sep 1, 2020
Timothy John SheaSan Diego, CaOct 5, 2020Sep 1, 2020
Tracy Lynn MarlinSan Diego, CaOct 5, 2020Sep 1, 2020
Richard Bruce PlumSan Diego, CaOct 9, 2020Sep 1, 2020
The rule
Registrations ended
Oct 5, 2020 to Oct 9, 2020
Registered next
Sep 1, 2020
Branch state
CA
Cities
1, most in San Diego, Ca
Registered there that day
29 (people still on IAPD; an estimate)
Share of that headcount
69%
Succession by the destination
none on the tape
Other teams out of L•••• C•••••• G••••Other teams into L•• F•••••••• L••