DFX Intelligence
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Team lift-out
2 advisors left B••••••••• A•••• M••••••••• L•• for A•••• I••••••••• M•••••••••
independent RIAtostate registeredRIA to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Mark Alan Henry | Charlotte, Nc, , Nc | Dec 31, 2021 | Mar 19, 2020 |
| Reid Schmideler | Charlotte, Nc | Dec 31, 2021 | Apr 28, 2020 |
The rule
- Registrations ended
- Dec 31, 2021
- Registered next
- Mar 19, 2020 to Apr 28, 2020
- Branch state
- NC
- Cities
- 2, most in Charlotte, Nc, , Nc
- Registered there that day
- 26 (people still on IAPD; an estimate)
- Share of that headcount
- 7.7%
- Succession by the destination
- none on the tape