DFX Intelligence

RIA Intelligence

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Firm absorbed

4 advisors left N•••••• C•••••• M••••••••• L•• for S•••• W••••• P•••••••

unclassifiedtoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Collin M BryceTempe, AzDec 31, 2020Feb 9, 2021
Jeremy Windell SmithTempe, AzDec 31, 2020Mar 11, 2013
Jill E BaumesTempe, AzDec 31, 2020Mar 11, 2013
Sherod Norton BigelowTempe, AzDec 31, 2020Feb 26, 2014
The rule
Registrations ended
Dec 31, 2020
Registered next
Mar 11, 2013 to Feb 9, 2021
Branch state
AZ
Cities
1, most in Tempe, Az
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of N•••••• C•••••• M••••••••• L••Other teams into S•••• W••••• P•••••••