DFX Intelligence
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Team lift-out
2 advisors left S•••••• C•••••• A••••••• L•• for C•••• R••• A••••••• L••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Sylvere Richard | Chicago, Il | Mar 14, 2024 | Feb 27, 2024 |
| Thomas Joseph Boyd | Chicago, Il | Mar 14, 2024 | Apr 4, 2024 |
The rule
- Registrations ended
- Mar 14, 2024
- Registered next
- Feb 27, 2024 to Apr 4, 2024
- Branch state
- IL
- Cities
- 1, most in Chicago, Il
- Registered there that day
- 103 (people still on IAPD; an estimate)
- Share of that headcount
- 1.9%
- Succession by the destination
- none on the tape