DFX Intelligence
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Firm absorbed
3 advisors left I••• W•••••••• I••••••••• M••••••••• L•• for F•••••••• P••••••• F••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Gary Keith Imus | Tucson, Az | Dec 31, 2022 | Jun 29, 2022 |
| Juan C Pantoja | Tucson, Az | Dec 31, 2022 | Jan 5, 2023 |
| Matthew Paul Sullivan | Tucson, Az | Dec 31, 2022 | Jun 13, 2022 |
The rule
- Registrations ended
- Dec 31, 2022
- Registered next
- Jun 13, 2022 to Jan 5, 2023
- Branch state
- AZ
- Cities
- 1, most in Tucson, Az
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Feb 13, 2023), not necessarily this firm