DFX Intelligence

RIA Intelligence

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Firm absorbed

3 advisors left G••••• W••••• M••••••••• G••••• I••• for C••••• W••••• A••••••• L••

no RAUMtoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Alison Rose ShannonTempleton, CaMar 29, 2021Jan 12, 2021
Robert Alan GarciaTempleton, CaMar 29, 2021Dec 15, 2020
Stephanie Christina KempTempleton, CaMar 29, 2021Jan 12, 2021
The rule
Registrations ended
Mar 29, 2021
Registered next
Dec 15, 2020 to Jan 12, 2021
Branch state
CA
Cities
1, most in Templeton, Ca
Registered there that day
3 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of G••••• W••••• M••••••••• G••••• I•••Other teams into C••••• W••••• A••••••• L••