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RIA Intelligence

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Firm absorbed

5 advisors left Q•••••• E••••••••• L•• for C••••• I••••••••• A••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Byron Stanley HirataWhittier, CaNov 22, 2023Jun 29, 2023
Christopher James GeorgeWhittier, CaNov 22, 2023Jun 29, 2023
Douglas Michael RowanWhittier, CaNov 22, 2023Jun 29, 2023
Karen Jeanne BurneffWhittier, CaNov 22, 2023Jun 29, 2023
Stephen Lawrence MurdockWhittier, CaNov 22, 2023Jun 29, 2023
The rule
Registrations ended
Nov 22, 2023
Registered next
Jun 29, 2023
Branch state
CA
Cities
1, most in Whittier, Ca
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of Q•••••• E••••••••• L••Other teams into C••••• I••••••••• A••••••• L••