DFX Intelligence
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Channel change (one enterprise)
8 advisors moved from A•••• P•••• A••••••• to O•••• W•••••• I•••
Not a lift-out: both firms report The Berlinski Family 2006 Trust as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bryce Nicholas Niemi | Maple Valley, Wa | Nov 8, 2024 | Jun 14, 2024 |
| Daniel Christian Giddens | Mercer Island, Wa | Nov 8, 2024 | Jun 14, 2024 |
| George Wallace Hook | Bellevue, Wa | Nov 8, 2024 | Jun 14, 2024 |
| John Frederick Pitts | Steilacoom, Wa | Nov 8, 2024 | Jun 14, 2024 |
| Lisa Haggai Pierson | Sequim, Wa | Nov 8, 2024 | Jun 14, 2024 |
| Luca Omar Procel | Issaquah, Wa | Nov 8, 2024 | Jun 14, 2024 |
| Mark Charles Niemi | Maple Valley, Wa | Nov 8, 2024 | Jun 14, 2024 |
| Nathan Loren Enzian | Vashon Island, Wa | Nov 8, 2024 | Jun 14, 2024 |
The rule
- Registrations ended
- Nov 8, 2024
- Registered next
- Jun 14, 2024
- Branch state
- WA
- Cities
- 7, most in Maple Valley, Wa
- Registered there that day
- 169 (people still on IAPD; an estimate)
- Share of that headcount
- 4.7%
- One enterprise because
- both firms report The Berlinski Family 2006 Trust as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape