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Team lift-out

3 advisors left S•••••••• I••••••••• M••••••••• for F••••••• P••••••• A•• W•••••••• A•••••••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Christopher Stephen EwensSaint Louis, MoMar 8, 2018Jan 6, 2020
Kurtis Frederick KallienSaint Louis, MoMar 8, 2018Nov 27, 2018
Bradford William RichardsonSaint Louis, MoMar 9, 2018Oct 23, 2018
The rule
Registrations ended
Mar 8, 2018 to Mar 9, 2018
Registered next
Oct 23, 2018 to Jan 6, 2020
Branch state
MO
Cities
1, most in Saint Louis, Mo
Registered there that day
280 (people still on IAPD; an estimate)
Share of that headcount
1.1%
Succession by the destination
none on the tape