The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

3 advisors left N•••••• C•••• A•••• M••••••••• I••• for W••••••• C••••••• I•••

no RAUMtootherOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Kathleen Ann CoveySan Diego, CaApr 6, 2015Aug 16, 2016
Susan SajjadiIrvine, CaApr 6, 2015Jul 19, 2016
Thomas Edward JandtCorona, CaApr 6, 2015Jul 18, 2016
The rule
Registrations ended
Apr 6, 2015
Registered next
Jul 18, 2016 to Aug 16, 2016
Branch state
CA
Cities
3, most in Irvine, Ca
Registered there that day
5 (people still on IAPD; an estimate)
Share of that headcount
60%
Succession by the destination
none on the tape