DFX Intelligence
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Team lift-out
2 advisors left L••••••••• W••••• A••••••• for K•••• M•••••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Marion Nelson | Valley View, Oh | Oct 4, 2018 | Nov 1, 2018 |
| Ryan Conrad Bates | Valley View, Oh | Oct 4, 2018 | Dec 5, 2018 |
The rule
- Registrations ended
- Oct 4, 2018
- Registered next
- Nov 1, 2018 to Dec 5, 2018
- Branch state
- OH
- Cities
- 1, most in Valley View, Oh
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- none on the tape