The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

2 advisors left H••• S••••••••• •••• I••• for C•••••••• G••••• M•••••• I•••

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Prakash Madhu ShettyNew York, NyNov 2, 2021Dec 22, 2021
Clive Vernon DixonNew York, NyNov 16, 2021Nov 18, 2021
The rule
Registrations ended
Nov 2, 2021 to Nov 16, 2021
Registered next
Nov 18, 2021 to Dec 22, 2021
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
230 (people still on IAPD; an estimate)
Share of that headcount
0.9%
Succession by the destination
none on the tape