DFX Intelligence

RIA Intelligence

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Team lift-out

2 advisors left B•• W••••• A•••••••• L•• for C•••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Anne Marie PhelpsSt Louis, MoNov 2, 2023Nov 2, 2023
Tracey Elizabeth RichardsonSt Louis, MoNov 2, 2023Nov 2, 2023
The rule
Registrations ended
Nov 2, 2023
Registered next
Nov 2, 2023
Branch state
MO
Cities
1, most in St Louis, Mo
Registered there that day
19 (people still on IAPD; an estimate)
Share of that headcount
11%
Succession by the destination
none on the tape
Other teams out of B•• W••••• A•••••••• L••Other teams into C•••••• L••