DFX Intelligence
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Firm absorbed
10 advisors left G••••• M••••••• C••• L•• for A••••••• F••••••••• L•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daravy Son | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
| Jessica Catherine Baumgartner | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
| John C Alexander | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
| Kim Trzeciak | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
| Kimberly Ann Van Houtte | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
| Michael Messinger | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
| Paige Catherine Foley | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
| Richard Looney | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
| Robert Augustus Giunco | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
| Robert Gould Mckelvey | Manasquan, Nj | Oct 22, 2024 | Oct 2, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 22, 2024
- Registered next
- Oct 2, 2024
- Branch state
- NJ
- Cities
- 1, most in Manasquan, Nj
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape