DFX Intelligence
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Firm absorbed
4 advisors left L•••••••• I••••••••• C••••••• I••• for S•••••• S•••••••••
unclassifiedtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Louis Lee Haggin | Lexington, Ky | Jan 8, 2019 | Sep 17, 2019 |
| Phillip Lee Elliott | Lexington, Ky | Jan 8, 2019 | Sep 20, 2019 |
| Ross Harrison Clements | Lexington, Ky | Jan 8, 2019 | Sep 17, 2019 |
| Stanley Scott Kerrick | Danville, Ky | Jan 8, 2019 | Sep 17, 2019 |
The rule
- Registrations ended
- Jan 8, 2019
- Registered next
- Sep 17, 2019 to Sep 20, 2019
- Branch state
- KY
- Cities
- 2, most in L••••••••, Ky
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 80%
- Succession by the destination
- none on the tape