DFX Intelligence

RIA Intelligence

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Team lift-out

7 advisors left M•••••• A•••••• N•••••• for P••••••• W•••••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Austin CuaSan Jose, CaApr 2, 2024Jan 1, 2025
Emily Linn BrilloEscondido, CaApr 2, 2024May 27, 2025
Raghunandan KrishnanSan Jose, CaApr 2, 2024Apr 1, 2024
Adam Joseph RobertsSan Jose, CaApr 3, 2024Apr 2, 2024
Craig Steven PineSan Jose, CaApr 3, 2024Jan 1, 2025
Kevin C. SwansonSan Jose, CaApr 3, 2024Apr 1, 2024
Sandra Louise SwansonSan Jose, CaApr 3, 2024May 27, 2025
The rule
Registrations ended
Apr 2, 2024 to Apr 3, 2024
Registered next
Apr 1, 2024 to May 27, 2025
Branch state
CA
Cities
2, most in San Jose, Ca
Registered there that day
157 (people still on IAPD; an estimate)
Share of that headcount
4.5%
Succession by the destination
none on the tape
Other teams out of M•••••• A•••••• N••••••Other teams into P••••••• W•••••