DFX Intelligence
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Firm absorbed
18 advisors left 6• M••••••• L•• for H•••••••• 6• H••••••• L••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amanda Joy Maier | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Amber Helms | Wichita, Ks | Feb 25, 2022 | Jan 4, 2022 |
| Ammie Dianne Weidner | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Andrew John Mies | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Bryan Scott Green | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| David Graham Pike | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Denice Renea Robinson | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Jason Mayers | Wichita, Ks | Feb 25, 2022 | Jan 4, 2022 |
| Jordan M Swisher | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Joshua Aaron Buffolino | Wichita, Ks | Feb 25, 2022 | Jan 4, 2022 |
| Margaret Ann Dechant | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Markus Hunter Phox | Wichita,, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Rachel Bruce | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Sarah Jean Hampton | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Stephanie Christina Murphy | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Thomas Henry Kirk | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
| Timothy John Lynch | Wichita, Ks | Feb 25, 2022 | Jan 4, 2022 |
| Trevor Lawerence Phillippi | Wichita, Ks | Feb 25, 2022 | Jan 3, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Feb 25, 2022
- Registered next
- Jan 3, 2022 to Jan 4, 2022
- Branch state
- KS
- Cities
- 2, most in Wichita, Ks
- Registered there that day
- 18 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape