DFX Intelligence

RIA Intelligence

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Firm absorbed

7 advisors left S•••••• O• A••••• W••••• M••••••••• L•• for S•••••• O• A••••• W••••• M•••••••••

independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Charles HamowyNew York, NyNov 2, 2020Nov 2, 2020
Christopher Sal ConigliaroNew York, NyNov 2, 2020Nov 3, 2020
Mark DorfmanNew York, NyNov 2, 2020Nov 2, 2020
Muhammad Saad TahirNew York, NyNov 2, 2020Nov 13, 2020
Preston Paul FormanNew York, NyNov 2, 2020Nov 2, 2020
Sally Laura HymanNew York, NyNov 2, 2020Nov 3, 2020
Steven John TroccoliNew York, NyNov 2, 2020Nov 3, 2020
The rule
Registrations ended
Nov 2, 2020
Registered next
Nov 2, 2020 to Nov 13, 2020
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
7 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of S•••••• O• A••••• W••••• M••••••••• L••Other teams into S•••••• O• A••••• W••••• M•••••••••