DFX Intelligence
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Firm absorbed
11 advisors left E••• W••••• M••••••••• L•• for C•••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Erik Thompson | Petaluma, Ca | Jan 5, 2023 | Jan 1, 2026 |
| Casey August Clure | Petaluma, Ca | Jan 5, 2023 | Jan 10, 2023 |
| David Robert Jones | Petaluma, Ca | Jan 5, 2023 | Jan 12, 2023 |
| Gabriella Theresa Schmidt | Mount Shasta, Ca | Jan 5, 2023 | Jan 11, 2023 |
| Joanna Christine Cryan Aiken | Petaluma, Ca | Jan 5, 2023 | Jan 12, 2026 |
| Joseph K Stern | Petaluma, Ca | Jan 5, 2023 | Dec 2, 2024 |
| Mark Stephen Clure | Mount Shasta, Ca | Jan 5, 2023 | Jan 12, 2023 |
| Noah Benjamin Jacobson | Petaluma, Ca | Jan 5, 2023 | Jan 9, 2023 |
| Robin Leola Patin | Orinda, Ca | Jan 5, 2023 | Jan 9, 2023 |
| Sean Daniel Harrell | Petaluma, Ca | Jan 5, 2023 | Jan 6, 2023 |
| Stephen David Sear | Petaluma, Ca | Jan 5, 2023 | Jan 21, 2026 |
The rule
- Registrations ended
- Jan 5, 2023
- Registered next
- Jan 6, 2023 to Jan 21, 2026
- Branch state
- CA
- Cities
- 3, most in Petaluma, Ca
- Registered there that day
- 14 (people still on IAPD; an estimate)
- Share of that headcount
- 79%
- Succession by the destination
- none on the tape