DFX Intelligence
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Team lift-out
10 advisors left T•••••••• L•• for B•••• W•••••• L••
mixed wealthtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dirk Wall | Sarasota, Fl | Dec 4, 2023 | Dec 7, 2023 |
| Eric Gerrard Edwards | Sarasota, Fl | Dec 4, 2023 | Dec 4, 2023 |
| Erin Lyn Holloway | Sarasota, Fl | Dec 4, 2023 | Dec 4, 2023 |
| Jesse John Lipscomb | Sarasota, Fl | Dec 4, 2023 | Dec 5, 2023 |
| Nicholas Paul Gyeszat | Sarasota, Fl | Dec 4, 2023 | Dec 13, 2023 |
| Ross David Taylor | Sarasota, Fl | Dec 4, 2023 | Dec 13, 2023 |
| Samantha Renee Gyeszat | Sarasota, Fl | Dec 4, 2023 | Dec 13, 2023 |
| Susan Lee Wieneke | Sarasota, Fl | Dec 4, 2023 | Dec 4, 2023 |
| Thomas Andersen | Sarasota, Fl | Dec 4, 2023 | Jan 3, 2024 |
| Lyndon Richard Harrison | Naples, Fl | Dec 13, 2023 | Dec 18, 2023 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 4, 2023 to Dec 13, 2023
- Registered next
- Dec 4, 2023 to Jan 3, 2024
- Branch state
- FL
- Cities
- 2, most in Sarasota, Fl
- Registered there that day
- 22 (people still on IAPD; an estimate)
- Share of that headcount
- 45%
- Succession by the destination
- none on the tape