DFX Intelligence
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Team lift-out
3 advisors left T••••••••• W•••••• L•• for C•••••• B••••• A•••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kristopher Alexander Roper | Charlotte, Nc | Jan 28, 2025 | Jan 17, 2025 |
| William Michael Smiley | Charlotte, Nc | Jan 28, 2025 | Jan 24, 2025 |
The rule
- Registrations ended
- Jan 28, 2025
- Registered next
- Jan 17, 2025 to Jan 24, 2025
- Branch state
- NC
- Cities
- 1, most in Charlotte, Nc
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 30%
- Succession by the destination
- none on the tape