DFX Intelligence
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Team lift-out
2 advisors left E•••••• C•••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A•••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Nathan Allan Roozee | San Francisco, Ca | Jan 31, 2023 | Mar 24, 2023 |
| Robert Oliver Dela Cruz | San Francisco, Ca | Jan 31, 2023 | Apr 12, 2023 |
The rule
- Registrations ended
- Jan 31, 2023
- Registered next
- Mar 24, 2023 to Apr 12, 2023
- Branch state
- CA
- Cities
- 1, most in San Francisco, Ca
- Registered there that day
- 648 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- Succession by the destination
- none on the tape