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RIA Intelligence

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2 advisors left E•••••• C•••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A•••••••

Team lift-outjoined F••••••• P••••••• A•• W•••••••• A•••••••
No date on record · this record
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Jason LyonsSan Diego, CaAug 10, 2023Aug 31, 2023
Thomas KaplanSan Diego, CaAug 17, 2023Sep 22, 2023
The rule
Registrations ended
Aug 10, 2023 to Aug 17, 2023
Registered next
Aug 31, 2023 to Sep 22, 2023
Branch state
CA
Cities
1, most in San Diego, Ca
Registered there that day
598 (people still on IAPD; an estimate)
Share of that headcount
0.3%
Succession by the destination
none on the tape
Other teams out of E•••••• C•••••• M••••••••• L••Other teams into F••••••• P••••••• A•• W•••••••• A•••••••