DFX Intelligence
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Team lift-out
5 advisors left A••••••• A•••• M••••••••• I••• for B••• • G••••• L••
othertomixed wealthOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John P Galvin | Princeton, Nj | Jun 30, 2023 | Feb 28, 2024 |
| Kevin Patrick Boman | Princeton, Nj | Jun 30, 2023 | Feb 28, 2024 |
| Peter Graham Knipe | Princeton, Nj | Jun 30, 2023 | Feb 28, 2024 |
| Jeffrey David Rosen | Princeton, Nj | Jul 6, 2023 | Feb 28, 2024 |
| Neal Young Lee | Princeton, Nj | Jul 6, 2023 | Feb 29, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jun 30, 2023 to Jul 6, 2023
- Registered next
- Feb 28, 2024 to Feb 29, 2024
- Branch state
- NJ
- Cities
- 1, most in Princeton, Nj
- Registered there that day
- 119 (people still on IAPD; an estimate)
- Share of that headcount
- 4.2%
- Succession by the destination
- none on the tape