DFX Intelligence
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Team lift-out
2 advisors left I•••••• S••••••••• I••• for S••• F•••••••• S•••••••• L••
mixed wealthtostate registeredRIA to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jennifer Rebecca Taub | Fort Mill, Sc | Oct 14, 2024 | Nov 26, 2024 |
| Lawrence Julian Shaw | Fort Mill, Sc | Oct 14, 2024 | Jan 29, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 14, 2024
- Registered next
- Jan 29, 2024 to Nov 26, 2024
- Branch state
- SC
- Cities
- 1, most in Fort Mill, Sc
- Registered there that day
- 24 (people still on IAPD; an estimate)
- Share of that headcount
- 8.3%
- Succession by the destination
- none on the tape