DFX Intelligence
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Team lift-out
4 advisors left C•••• C•••••• S••••••••• L••• for L••••• I••••••••• S••••••••• L••
BD affiliatedtostate registeredAffiliated broker-dealer or bank to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Derek Robert Thomsen | La Palma, Ca | Apr 16, 2024 | May 28, 2024 |
| Frederick Mark Atiyeh | Orange, Ca | Apr 30, 2024 | May 23, 2024 |
| Keith Ryan Gunther | La Palma, Ca | Apr 30, 2024 | May 28, 2024 |
| Leonard Charles Smith | Arcadia, Ca | May 1, 2024 | May 28, 2024 |
The rule
- Registrations ended
- Apr 16, 2024 to May 1, 2024
- Registered next
- May 23, 2024 to May 28, 2024
- Branch state
- CA
- Cities
- 3, most in La Palma, Ca
- Registered there that day
- 66 (people still on IAPD; an estimate)
- Share of that headcount
- 6.1%
- Succession by the destination
- none on the tape