DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left A••••••••• F•••••••• S•••••••• L•• for O••• B••••• W••••• G•••• L••

national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Jared Michael CohenTarrytown, NyFeb 12, 2020Jul 22, 2021
Jason Raymond SaveyTarrytown, NyFeb 12, 2020Jul 22, 2021
Daniel James O'SheaTarrytown, NyFeb 13, 2020Jul 22, 2021
Joseph Anthony MadioPoughkeepsie, NyFeb 13, 2020Jul 22, 2021
The rule
Registrations ended
Feb 12, 2020 to Feb 13, 2020
Registered next
Jul 22, 2021
Branch state
NY
Cities
2, most in Tarrytown, Ny
Registered there that day
8,941 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of A••••••••• F•••••••• S•••••••• L••Other teams into O••• B••••• W••••• G•••• L••