DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L••

BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
John BroermanFranklin, WiApr 2, 2026Mar 20, 2026
Julie Vignieri PlutchakKenosha, WiApr 2, 2026Apr 7, 2026
Mark OechlerPleasant Prairie, WiApr 2, 2026Mar 23, 2026
Suzanne RodriguezKenosha, WiApr 2, 2026Mar 20, 2026
The rule
Registrations ended
Apr 2, 2026
Registered next
Mar 20, 2026 to Apr 7, 2026
Branch state
WI
Cities
3, most in Kenosha, Wi
Registered there that day
22,260 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of L•• F•••••••• L••Other teams into A••••••••• F•••••••• S•••••••• L••