DFX Intelligence
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Team lift-out
2 advisors left C•••••••• G••••• M•••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Douglas Matthew Palmer | Costa Mesa, Ca | Nov 25, 2024 | Dec 10, 2024 |
| Haiwen Ye | Alameda, Ca | Nov 28, 2024 | Dec 12, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Nov 25, 2024 to Nov 28, 2024
- Registered next
- Dec 10, 2024 to Dec 12, 2024
- Branch state
- CA
- Cities
- 2, most in Costa Mesa, Ca
- Registered there that day
- 2,079 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape