DFX Intelligence
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Team lift-out
2 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for F••••••• P••••••• A•• W•••••••• A•••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John Charles Thompson | Riverside, Ri | Mar 25, 2019 | Apr 30, 2019 |
| Michael Esposito | Riverside, Ri | Apr 1, 2019 | Apr 16, 2019 |
The rule
- Registrations ended
- Mar 25, 2019 to Apr 1, 2019
- Registered next
- Apr 16, 2019 to Apr 30, 2019
- Branch state
- RI
- Cities
- 1, most in Riverside, Ri
- Registered there that day
- 20,998 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape