DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Gerard Bessette | Campbell, Ca | Apr 1, 2019 | Jun 2, 2017 |
| Bobby Ho | San Diego, Ca | Apr 11, 2019 | Jan 14, 2013 |
The rule
- Registrations ended
- Apr 1, 2019 to Apr 11, 2019
- Registered next
- Jan 14, 2013 to Jun 2, 2017
- Branch state
- CA
- Cities
- 2, most in Campbell, Ca
- Registered there that day
- 1,743 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape