DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Wade Dupont | Frisco, Tx | Jan 11, 2021 | May 16, 2006 |
| Ramon Hernandez | San Antonio, Tx | Jan 11, 2021 | Apr 18, 2011 |
| William Ross Gorman | Southlake, Tx | Jan 11, 2021 | May 16, 2006 |
| Jeovanni Bautista | Westlake, Tx | Jan 22, 2021 | Jun 25, 2018 |
| Rebecca Theresa Sizelove | Westlake, Tx | Feb 2, 2021 | Oct 10, 2018 |
| Harrison Spencer Hamilton | Westlake, Tx | Feb 9, 2021 | Oct 31, 2018 |
The rule
- Registrations ended
- Jan 11, 2021
- Registered next
- May 16, 2006 to Apr 18, 2011
- Branch state
- TX
- Cities
- 3, most in Southlake, Tx
- Registered there that day
- 1,467 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape