DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bart Stephen Lamb | Westlake, Tx | Mar 7, 2022 | Oct 9, 2017 |
| Hannah Beatriz Amy Young | Southlake, Tx | Mar 7, 2022 | Aug 27, 2021 |
The rule
- Registrations ended
- Mar 7, 2022
- Registered next
- Aug 16, 2019 to Aug 27, 2021
- Branch state
- TX
- Cities
- 3, most in Westlake, Tx
- Registered there that day
- 1,169 (people still on IAPD; an estimate)
- Share of that headcount
- 0.3%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape