DFX Intelligence
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2 advisors left W•••••• • R••• for N••• F•••••••• G••••• I•••
Team lift-outjoined N••• F•••••••• G••••• I•••
No date on record · this record
No date on record · this record
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James Christopher Slaughter | Reno, Nv | Apr 17, 2018 | Apr 23, 2018 |
| Giancarlo Antonio Foti | Reno, Nv | Apr 18, 2018 | Apr 23, 2018 |
The rule
- Registrations ended
- Apr 17, 2018 to Apr 18, 2018
- Registered next
- Apr 23, 2018
- Branch state
- NV
- Cities
- 1, most in Reno, Nv
- Registered there that day
- 1,318 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape