DFX Intelligence
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Firms / N••••••• P•••••• G••••• I••••••••• A•••••••• L••
N••••••• P•••••• G••••• I••••••••• A•••••••• L••
Private equity with venture activity · probableMinneapolis, MNn•••••••••.comSEC registered investment adviserpart of N••••••• P•••••• G••••
One of 2 advisers that share n•••••••••.com; the firm is N••••••• P•••••• G••••. N••••••• P•••••• G••••• L•••. Each keeps its own CRD, funds and filings; the grouping is the website each swore to on Form ADV and is recomputed every pass.
registered adviser; venture funds are 0% of 3 private funds
Importance
17
moderate
Active deployment
0
low
Emerging
0
low
Completeness
50
elevated
Freshness
94
high
Research priority
5
low
Identity and regulatory footprint
- Headquarters
- Minneapolis, MNa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- n•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 29, 2024
- Private funds reported
- 3 (0 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $111Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $163Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 5
- Owners on Schedule A
- F••••• C••••••• L•• (Member), C
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
3 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| N••••••• P•••••• G••••• F••••••••• P••••••• L• | Growth fund · ADV: Private Equity Fund | 2016 adv first reported | Harvest | $44.4M Mar 29, 2024 | 3 | unknown | unknown |
| N••••••• P•••••• I••••••••• P•••••••• L• | Fund · ADV: Private Equity Fund | 2016 adv first reported | Harvest | $15.2M Mar 29, 2024 | 10 | unknown | unknown |
| N••••••• P•••••• G••••• I••••••••• P•••••••• L• | Growth fund · ADV: Private Equity Fund | 2014 form d first sale | Harvest | $51.5M Mar 29, 2024 | 99 | $28.9M of $250M | Dec 17, 2014 |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
4 current, 1 departed
J•••••• P•••• G••••••
Managing partnerManaging Member, President, Secretary And Treasurer · since Jun 1, 2014
P•••• R•••••• O•••••••••
PartnerMember · since Jun 1, 2014
S•••• M•••••• H•••••
PartnerMember · since Mar 1, 2012
M•••• A••• H•••••••
Platform and operationsChief Compliance Officer · since Oct 1, 2023
1 departed (kept with end dates)
- C•••• M•••••• C••••••• · Chief Financial Officer / Chief Compliance Officer · Oct 1, 2017 to Mar 29, 2024 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
7 dated events
- Mar 29, 2024••• Locked
- Oct 1, 2023••• Locked
- Oct 1, 2017••• Locked
- Mar 29, 2016••• LockedFund first reported on Form ADVFundsFactN••••••• P•••••• I••••••••• P•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 29, 2016••• LockedFund first reported on Form ADVFundsFactN••••••• P•••••• G••••• F••••••••• P••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 29, 2014••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Oct 29, 2014••• LockedFund first reported on Form ADVFundsFactN••••••• P•••••• G••••• I••••••••• P•••••••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 0% of 3 private funds
Evidence
26 observations from 1 source