DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Firms / M••••• S•••••• V•••••• C•••••• I•• I••
M••••• S•••••• V•••••• C•••••• I•• I••
Institutional venture firm · probableNew York, NYm•••••••••.comSEC registered investment adviserpart of M••••• S••••••
One of 8 advisers that share m•••••••••.com; the firm is M••••• S••••••. M••••• S•••••• I••••••••• M••••••••• I•••, E•••• A•••••• F••• M•••••• I••, M••••• S•••••• A•• G• L•, M• C•••••• P••••••• A•••••• I•••, M••• V•••••• P••••••• I• I••, M•••• R••• E••••• A••••••• I•••, M••• 2•••• I•••. Each keeps its own CRD, funds and filings; the grouping is the website each swore to on Form ADV and is recomputed every pass.
venture manager with no reported fund assets yet (scale unknown)
Importance
8
low
Active deployment
0
low
Emerging
0
low
Completeness
31
moderate
Freshness
97
high
Research priority
3
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 1585 BROADWAY, 39TH FLOOR, ATTN: DEBRA ABRAMOVITZ, New York, NY, 10036adviserinfo.sec.gov
- Business phone
- 212-761-7070adviserinfo.sec.gov
- Website
- m•••••••••.com
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jul 12, 2012
- Private funds reported
- 2 (2 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $41.2Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $44.9Mthe adviser's RAUM, a regulatory measure, never a fund size
- Owners on Schedule A
- M••••• S•••••• (Shareholder), E
- business phone
- 212-761-7070adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
8 current, 0 departed
G•••••• J•••• F••••••
Founder or executivePresident Of M••••• S•••••• Investment Management And M••••• S•••••• Smith Barney · since Jul 1, 2010
D•••• A•••••••••
Platform and operationsChief Financial Officer And Director · since Feb 1, 2005
E••••• N• M•••••••
Platform and operationsCoo Of M••••• S•••••• Investment Management And Head Of Merchant Banking And R••• E••••• Investing · since Feb 1, 2010
J•••• S••• K•••••
Platform and operationsChief Legal Officer · since Mar 1, 2011
M•••••• H••••
Platform and operationsChief Compliance Officer · since Feb 1, 2012
A••• K••• J••••
PrincipalHead Of Private Equity, President And Director · since Oct 1, 2007
M•••••• M• D••••••
PrincipalDirector · since Apr 1, 2008
P•••• D•••• C••••
PrincipalDirector · since Apr 1, 2008
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
1 relationships from shared deals, counted for the whole firm
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
8 dated events
- Mar 30, 2012M••••• S•••••• V•••••• C•••••• I•• I•• first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012T•• M••••• S•••••• V•••••• P••••••• E••••••••• F•••• L••• first reported on Form ADV by M••••• S•••••• V•••••• C•••••• I•• I•• (Venture Capital Fund), GAV $1,853,860Fund first reported on Form ADVFundsFactT•• M••••• S•••••• V•••••• P••••••• E••••••••• F•••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012M••••• S•••••• V•••••• P••••••• I••• L••• first reported on Form ADV by M••••• S•••••• V•••••• C•••••• I•• I•• (Venture Capital Fund), GAV $1,853,860Fund first reported on Form ADVFundsFactM••••• S•••••• V•••••• P••••••• I••• L•••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 1, 2011J•••• S••• K••••• joined Schedule A of M••••• S•••••• V•••••• C•••••• I•• I•• as Chief Legal Officer
- Apr 1, 2008P•••• D•••• C•••• joined Schedule A of M••••• S•••••• V•••••• C•••••• I•• I•• as Director
- Apr 1, 2008M•••••• Marie D•••••• joined Schedule A of M••••• S•••••• V•••••• C•••••• I•• I•• as Director
- Oct 1, 2007A••• K••• J•••• joined Schedule A of M••••• S•••••• V•••••• C•••••• I•• I•• as Head Of Private Equity, President And Director
- Feb 1, 2005D•••• A••••••••• joined Schedule A of M••••• S•••••• V•••••• C•••••• I•• I•• as Chief Financial Officer And Director
Classification history
- Sep 12, 2026Institutional venture firm (probable, 70%, cls-1)venture manager with no reported fund assets yet (scale unknown)
Evidence
15 observations from 1 source