DFX Intelligence
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Firms / M••• V•••••• P••••••• I• I••
M••• V•••••• P••••••• I• I••
Institutional venture firm · probableNew York, NYm•••••••••.comSEC registered investment adviserpart of M••••• S••••••
One of 8 advisers that share m•••••••••.com; the firm is M••••• S••••••. M••••• S•••••• I••••••••• M••••••••• I•••, E•••• A•••••• F••• M•••••• I••, M••••• S•••••• A•• G• L•, M••••• S•••••• V•••••• C•••••• I•• I••, M• C•••••• P••••••• A•••••• I•••, M•••• R••• E••••• A••••••• I•••, M••• 2•••• I•••. Each keeps its own CRD, funds and filings; the grouping is the website each swore to on Form ADV and is recomputed every pass.
venture manager with no reported fund assets yet (scale unknown)
Importance
11
low
Active deployment
0
low
Emerging
0
low
Completeness
31
moderate
Freshness
96
high
Research priority
4
low
Identity and regulatory footprint
- Headquarters
- New York, NYa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- m•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Jul 12, 2012
- Private funds reported
- 1 (1 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $72.4Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $83.8Mthe adviser's RAUM, a regulatory measure, never a fund size
- Owners on Schedule A
- M••••• S•••••• (Shareholder), E
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
0 reported
No vehicle on record yet. A fund arrives from Form ADV Schedule D 7.B.(1) or a Form D filing.
Investment team
8 current, 1 departed
G•••••• J•••• F••••••
Founder or executivePresident Of M••••• S•••••• I••••••••• M••••••••• And M••••• S•••••• Smith Barney · since Jul 1, 2010
D•••• A•••••••••
Platform and operationsChief Financial Officer And Director · since Feb 1, 2005
E••••• N• M•••••••
Platform and operationsCoo Of M••••• S•••••• I••••••••• M••••••••• And Head Of Merchant Banking And R••• E••••• Investing · since Feb 1, 2010
J•••• S••• K•••••
Platform and operationsChief Legal Officer · since Mar 1, 2011
M•••••• H••••
Platform and operationsChief Compliance Officer · since Feb 1, 2012
A••• K••• J••••
PrincipalHead Of Private Equity, Chairman Of The Board, Director And President · since Oct 1, 2007
M•••••• M• D••••••
PrincipalDirector · since Apr 1, 2008
P•••• D•••• C••••
PrincipalDirector · since Apr 1, 2008
1 departed (kept with end dates)
- J••••••• M••••• C•••••• · Chief Compliance Officer · Jun 1, 2009 to Jul 12, 2012 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
2 relationships from shared deals, counted for the whole firm
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
6 dated events
- Jul 12, 2012••• Locked
- Mar 31, 2012••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 1, 2012••• Locked
- Jul 1, 2010••• Locked
- Feb 1, 2010••• Locked
- Oct 1, 2007••• Locked
Classification history
- Sep 12, 2026Institutional venture firm (probable, 70%, cls-1)venture manager with no reported fund assets yet (scale unknown)
Evidence
15 observations from 1 source