DFX Intelligence
Venture Capital Intelligence
Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.
Firms / Hsbc Securities (USA) Inc.
Hsbc Securities (USA) Inc.
Access HSBC's International Wealth Management & Premier banking services for your global portfolio needs including HSBC Premier and Investments.
corporate parent: Hsbc Investments (north America) Inc.
Importance
16
moderate
Active deployment
30
moderate
Emerging
0
low
Completeness
56
elevated
Freshness
100
high
Research priority
11
low
Identity and regulatory footprint
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- 66 HUSDSON BOULEVARD EAST, New York, NY, 10001adviserinfo.sec.gov
- Business phone
- 212-525-2879adviserinfo.sec.gov
- SEC adviser type
- registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Dec 20, 2024
- Private funds reported
- 9 (0 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets
- $90.6Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $3.0Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 507
- Owners on Schedule A
- Hsbc Overseas Holdings (uk) Limited (Holding Company), E; Hsbc North America Holdings Inc. (Holding Company), E; Hsbc Investments (north America) Inc. (Holding Company), E; Hsbc Markets (USA), Inc. (Parent), E; Hsbc Holdings Plc (Ultimate Parent Company), E
- business phone
- 212-525-2879adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
16 observed deals
Stated (the firm’s website)
- Sectors
- fintech, media
- Stages
- not stated or not yet read
- Geography
- global, usa
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors
unknown 100%
lead rate n/afollow-on rate n/anew logos, 12 months 16
Funds and vehicles
1 reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| Hsbc Latin America Private Equity Investors L.P. | Fund · ADV: Private Equity Fund | unknown | Unknown | $24.1M Dec 20, 2024 | 3 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
8 current, 36 departed
IAN G Shaw
Platform and operationsManaging Director, Head Of Us Wpb Compliance And Chief Compliance Officer Of Ria · since Jan 1, 2024
John Farrell
Platform and operationsHead Of Operations/Principal Operations Officer · since Feb 1, 2022
John Weitzer
Platform and operationsChief Compliance Officer - Bd · since May 1, 2024
Seth Bender
Platform and operationsGeneral Counsel · since Nov 1, 2021
Trevor C Chambers
Platform and operationsChief Financial Officer/Principal Financial Officer · since Jun 1, 2023
Jason Ryan Henderson
PrincipalPresident/Ceo/Director · since Oct 1, 2020
Oresta Mehta
PrincipalDirector · since Aug 1, 2022
Sara Faye Buscaglia
PrincipalDirector · since Oct 1, 2020
36 departed (kept with end dates)
- David Donald Jr Morin · Managing Director, Deputy Head Of Banking, Lam - Investment Adviser · Mar 1, 2012 to Oct 19, 2018 Inference
- Anthony Matthew Verga · Chief Compliance Officer/Director · Jan 1, 2014 to Jun 12, 2015 Inference
- Christopher Richard O'Donnell · Chief Compliance Officer/Director/Head Of Compliance Global Banking And Markets, North America · Oct 1, 2012 to Jan 27, 2014 Inference
- Frank J Weigand · General Counsel · Oct 1, 2016 to May 22, 2017 Inference
- Frank Joseph Weigand · General Counsel · Oct 1, 2016 to Nov 11, 2021 Inference
- George Ilbert Mandl · Chief Compliance Officer - Bd · Jul 1, 2015 to Aug 9, 2018 Inference
- Jason Louis Smith · Head Of Wealth Management Compliance/Cco Registered Investment Advisor · Jun 1, 2015 to Sep 4, 2015 Inference
- John Henry Ruggiero · Chief Compliance Officer - Investment Adviser · Aug 1, 2015 to Jan 2, 2024 Inference
- Mark Allen Steffensen · General Counsel · Apr 1, 2010 to Nov 2, 2016 Inference
- Matthew John III Flanigan · Head Of Operations/Chief Operating Officer/Principal Operations Officer · May 1, 2011 to Mar 14, 2022 Inference
- Michael Curry Cutlip · Reg Gbm Coo Banking Americas - Investment Adviser · Dec 1, 2012 to Nov 20, 2017 Inference
- Nicholas Mitchell Sahadi · Chief Compliance Officer - Bd · Jun 1, 2018 to Jun 4, 2024 Inference
- Raffie Sarkis Markarian · Chief Compliance Officer · Jun 1, 2015 to Sep 4, 2015 Inference
- Steven Nicholas Lombardo · Chief Financial Officer/Principal Financial Officer · Dec 1, 2014 to Jun 28, 2023 Inference
- Suzanna M Carr · Treasurer · Dec 1, 2014 to Feb 17, 2017 Inference
- Tiberio Massaro · Chief Financial Officer · Nov 1, 2006 to Dec 17, 2014 Inference
- Alexis Ann Vasquez Meissner · Director · Dec 1, 2014 to Aug 28, 2018 Inference
- Andre Guilherme Brandao · President/Ceo/Director · Jan 1, 2019 to Oct 9, 2020 Inference
- Andrew David Ireland · Director · Jun 1, 2014 to Feb 27, 2017 Inference
- Blair C Selber · Director · Aug 1, 2018 to Aug 29, 2022 Inference
- David I Futter · Director · Jun 1, 2015 to Sep 27, 2017 Inference
- Didier Descamps · President/Ceo/Director · Apr 1, 2015 to Sep 4, 2015 Inference
- Gerard Mattia · President/Ceo/Director · Oct 1, 2018 to Jan 14, 2019 Inference
- Gregory Terrall Pierce · Director/Regional Business Head · Sep 1, 2015 to Oct 4, 2019 Inference
- James Patrick Kelly · Director · Jun 1, 2014 to Aug 24, 2016 Inference
- JON Robert Bottorff · Director · Sep 1, 2010 to Oct 22, 2012 Inference
- Marco Ossanna · Director · Aug 1, 2020 to Dec 18, 2023 Inference
- Mark Andrew Pittsey · Director, Head Of Gpb Americas, Us Wealth, Sales And Distribution · Oct 1, 2020 to Dec 20, 2024 Inference
- Michael Mather Boardman · Director And Officer · Jan 1, 2017 to Apr 30, 2019 Inference
- Nial Joseph Kelly · Director · Aug 1, 2013 to Sep 21, 2016 Inference
- Patrick Michael Mr Nolan · President/Ceo/Director · May 1, 2011 to Apr 13, 2015 Inference
- Paulomi Shah Katzive · Director · Jun 1, 2014 to Dec 10, 2014 Inference
- Shaun Michael Mcdougall · Director And Officer · Apr 1, 2019 to Nov 16, 2020 Inference
- Suzanna M Carr · Director · Sep 1, 2017 to Oct 9, 2020 Inference
- Thierry Mr Roland · President/Ceo/Director · Sep 1, 2015 to Aug 9, 2018 Inference
- William Wong · Director · May 1, 2011 to Jun 19, 2012 Inference
Investments on record
16 edges, 16 companies, 0 partner-attributed
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
6 relationships from shared deals, counted for the whole firm
Manhattan West Asset Management, LLC 1 shared · one timeOverlap Ventures Management, LLC 1 shared · one timeIselect Fund Management, LLC 1 shared · one timePrep Investment Advisers, L.L.C. 1 shared · one timeLAS Olas Capital Advisors, LLC 1 shared · one timeSanlam Investments East Africa Limited 1 shared · one time
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
76 dated events
- Sep 16, 2026all products no longer listed on Hsbc Securities (USA) Inc.'s portfolio pageRemoved from portfolio pagePortfolioInferenceall productsVenture organization websites (about, team, portfolio, thesis, news pages)
- Sep 16, 2026See all investments no longer listed on Hsbc Securities (USA) Inc.'s portfolio pageRemoved from portfolio pagePortfolioInferenceSee all investmentsVenture organization websites (about, team, portfolio, thesis, news pages)
- Dec 20, 2024Mark Andrew Pittsey (Director, Head Of Gpb Americas, Us Wealth, Sales And Distribution) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Jun 4, 2024Nicholas Mitchell Sahadi (Chief Compliance Officer - Bd) no longer on Schedule A of Hsbc Securities (USA) Inc.
- May 1, 2024John Weitzer joined Schedule A of Hsbc Securities (USA) Inc. as Chief Compliance Officer - Bd
- Jan 2, 2024John Henry Ruggiero (Chief Compliance Officer - Investment Adviser) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Jan 1, 2024IAN G Shaw joined Schedule A of Hsbc Securities (USA) Inc. as Managing Director, Head Of Us Wpb Compliance And Chief Compliance Officer Of Ria
- Dec 18, 2023Marco Ossanna (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Jun 28, 2023Steven Nicholas Lombardo (Chief Financial Officer/Principal Financial Officer) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Jun 1, 2023Trevor C Chambers joined Schedule A of Hsbc Securities (USA) Inc. as Chief Financial Officer/Principal Financial Officer
- Aug 29, 2022Blair C Selber (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Aug 1, 2022Oresta Mehta joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Mar 14, 2022Matthew John III Flanigan (Head Of Operations/Chief Operating Officer/Principal Operations Officer) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Feb 1, 2022John Farrell joined Schedule A of Hsbc Securities (USA) Inc. as Head Of Operations/Principal Operations Officer
- Nov 11, 2021Frank Joseph Weigand (General Counsel) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Nov 1, 2021Seth Bender joined Schedule A of Hsbc Securities (USA) Inc. as General Counsel
- Nov 16, 2020Shaun Michael Mcdougall (Director And Officer) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Oct 9, 2020Andre Guilherme Brandao (President/Ceo/Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Oct 9, 2020Suzanna Maud Carr (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Oct 1, 2020Mark Andrew Pittsey joined Schedule A of Hsbc Securities (USA) Inc. as Director And Executive Vice President And Head Of Wealth
- Oct 1, 2020Sara Faye Buscaglia joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Oct 1, 2020Jason Ryan Henderson joined Schedule A of Hsbc Securities (USA) Inc. as President/Ceo/Director
- Aug 1, 2020Marco Ossanna joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Oct 4, 2019Gregory Terrall Pierce (Director/Regional Business Head) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Apr 30, 2019Michael Mather Boardman (Director And Officer) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Apr 1, 2019Shaun Michael Mcdougall joined Schedule A of Hsbc Securities (USA) Inc. as Director And Officer
- Jan 14, 2019Gerard Mattia (President/Ceo/Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Jan 1, 2019Andre Guilherme Brandao joined Schedule A of Hsbc Securities (USA) Inc. as President/Ceo/Director
- Oct 19, 2018David Donald Jr Morin (Managing Director, Deputy Head Of Banking, Lam - Investment Adviser) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Oct 1, 2018Gerard Mattia joined Schedule A of Hsbc Securities (USA) Inc. as President/Ceo/Director
- Aug 28, 2018Alexis Ann Vasquez Meissner (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Aug 9, 2018George Ilbert Mandl (Chief Compliance Officer - Bd) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Aug 9, 2018Thierry Roland (President/Ceo/Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Aug 1, 2018Blair C Selber joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Jun 1, 2018Nicholas Mitchell Sahadi joined Schedule A of Hsbc Securities (USA) Inc. as Chief Compliance Officer - Bd
- Nov 20, 2017Michael Curry Cutlip (Reg Gbm Coo Banking Americas - Investment Adviser) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Sep 27, 2017David Irving Futter (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Sep 1, 2017Suzanna Maud Carr joined Schedule A of Hsbc Securities (USA) Inc. as Director
- May 22, 2017Frank J Weigand (General Counsel) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Feb 27, 2017Andrew David Ireland (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Jan 1, 2017Michael Mather Boardman joined Schedule A of Hsbc Securities (USA) Inc. as Director And Officer
- Nov 2, 2016Mark Allen Steffensen (General Counsel) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Oct 1, 2016Frank Joseph Weigand joined Schedule A of Hsbc Securities (USA) Inc. as General Counsel
- Oct 1, 2016Frank J Weigand joined Schedule A of Hsbc Securities (USA) Inc. as General Counsel
- Sep 21, 2016Nial Joseph Kelly (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Aug 24, 2016James Patrick Kelly (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Sep 4, 2015Jason Louis Smith (Head Of Wealth Management Compliance/Cco Registered Investment Advisor) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Sep 4, 2015Raffie Sarkis Markarian (Chief Compliance Officer) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Sep 4, 2015Didier Descamps (President/Ceo/Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Sep 1, 2015Gregory Terrall Pierce joined Schedule A of Hsbc Securities (USA) Inc. as Director/Regional Business Head
- Jul 1, 2015John Henry Ruggiero joined Schedule A of Hsbc Securities (USA) Inc. as Chief Compliance Officer - Investment Adviser
- Jul 1, 2015George Ilbert Mandl joined Schedule A of Hsbc Securities (USA) Inc. as Chief Compliance Officer
- Jun 12, 2015Anthony Matthew Verga (Chief Compliance Officer/Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Jun 1, 2015Raffie Sarkis Markarian joined Schedule A of Hsbc Securities (USA) Inc. as Chief Compliance Officer
- Jun 1, 2015David I Futter joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Jun 1, 2015Jason Louis Smith joined Schedule A of Hsbc Securities (USA) Inc. as Head Of Wealth Management Compliance/Cco Registered Investment Advisor
- Apr 13, 2015Patrick Michael Mr Nolan (President/Ceo/Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Mar 1, 2015David Donald Jr Morin joined Schedule A of Hsbc Securities (USA) Inc. as Managing Director, Deputy Head Of Banking, Lam - Investment Adviser
- Mar 1, 2015Thierry Mr Roland joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Dec 17, 2014Tiberio Massaro (Chief Financial Officer) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Dec 10, 2014Paulomi Shah Katzive (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Dec 1, 2014Alexis Ann Vasquez Meissner joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Dec 1, 2014Steven Nicholas Lombardo joined Schedule A of Hsbc Securities (USA) Inc. as Chief Financial Officer
- Jun 1, 2014Andrew David Ireland joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Jun 1, 2014Didier Descamps joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Jun 1, 2014James Patrick Kelly joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Jun 1, 2014Paulomi Shah Katzive joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Jan 27, 2014Christopher Richard O'Donnell (Chief Compliance Officer/Director/Head Of Compliance Global Banking And Markets, North America) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Jan 1, 2014Anthony Matthew Verga joined Schedule A of Hsbc Securities (USA) Inc. as Chief Compliance Officer/Director
- Aug 1, 2013Nial Joseph Kelly joined Schedule A of Hsbc Securities (USA) Inc. as Director
- Mar 28, 2013Hsbc Latin America Private Equity Investors L.P. no longer reported on Form ADV by Hsbc Securities (USA) Inc.
- Dec 1, 2012Michael Curry Cutlip joined Schedule A of Hsbc Securities (USA) Inc. as Reg Gbm Coo Banking Americas - Investment Adviser
- Oct 22, 2012JON Robert Bottorff (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Jun 19, 2012William Wong (Director) no longer on Schedule A of Hsbc Securities (USA) Inc.
- Mar 30, 2012Hsbc Securities (USA) Inc. first filed Form ADV (IA)First SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 30, 2012Hsbc Latin America Private Equity Investors L.P. first reported on Form ADV by Hsbc Securities (USA) Inc. (Private Equity Fund), GAV $69,889,085Fund first reported on Form ADVFundsFactHsbc Latin America Private Equity Investors L.P.SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Classification history
- Sep 12, 2026Corporate venture (candidate, 50%, cls-1)corporate parent: Hsbc Investments (north America) Inc.
Evidence
181 observations from 2 sources