DFX Intelligence
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Firms / 4•• C••••••• L••
4•• C••••••• L••
Private equity with venture activity · probableWakefield, MA4•••••••••.comSEC registered investment adviser
••• Locked
registered adviser; venture funds are 18% of 9 private funds
Importance
49
elevated
Active deployment
0
low
Emerging
0
low
Completeness
75
high
Freshness
97
high
Research priority
6
low
Identity and regulatory footprint
- Headquarters
- Wakefield, MAa•••••••••.s••.gov
- Office address
- ••• Lockeda•••••••••.s••.gov
- Business phone
- ••• Lockeda•••••••••.s••.gov
- Website
- 4•••••••••.com
- SEC adviser type
- registered investment advisera•••••••••.s••.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Apr 29, 2026
- Private funds reported
- 9 (1 venture capital funds)a•••••••••.s••.gov
- Private fund gross assets
- $596Ma•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $584Mthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 20
- business email
- ••• Locked4•••••••••.compublished by the subject
- business email
- ••• Locked4•••••••••.compublished by the subject
- business phone
- ••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
22 observed deals
Stated (the firm’s website)
- Sectors
- healthcare, climate, energy, b2b
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors
unknown 100%
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
8 reported, 1 no longer reported
| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| B•••• V•••••• F••• I•• L• | Fund | 2022 adv first reported | Active deployment | $2.7M May 1, 2024 | 59 | unknown | unknown |
| B•••• C••••••••• I•• L• | SPV or co-invest vehicle | 2022 adv first reported | Active deployment | $0 May 1, 2024 | 0 | unknown | unknown |
| 4•• C•••••• C••••••••• F••• I• L• | SPV or co-invest vehicle · ADV: Private Equity Fund | 2021 adv first reported | Mature | $64.7M May 1, 2024 | 62 | unknown | unknown |
| 4•• C•••••• F••• I• L• | Fund · ADV: Private Equity Fund | 2021 adv first reported | Mature | $58.1M May 1, 2024 | 57 | unknown | unknown |
| B•••• V•••••• P••••••• I•• L• | Fund · ADV: Private Equity Fund | unknown | Unknown | $89.0M May 1, 2024 | 68 | unknown | unknown |
| B•••• C••••••••• I••• L• | SPV or co-invest vehicle · ADV: Private Equity Fund | unknown | Unknown | $9.0M May 1, 2024 | 71 | unknown | unknown |
| F•••••• S•••••• L•• | Fund · ADV: Private Equity Fund | unknown | Unknown | $6.0M May 1, 2024 | 36 | unknown | unknown |
| B•••• P••••••• I•• L•• | Fund · ADV: Private Equity Fund | unknown | Unknown | $2.0M May 1, 2024 | 2 | unknown | unknown |
| B•••• P•••••••• L•• | Fund · ADV: Private Equity Fund | unknown | Wound down | $456,912 Mar 31, 2020 | 7 | unknown | unknown |
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
25 current, 2 departed
J••• M••••
AnalystAnalyst
J••• H•••
AnalystAnalyst
T••••• M•••••••
AnalystAnalyst
C•••• H••••••
AssociateAssociate
G••• L••••••
AssociateAssociate
F••• M•••••
Board or advisorySenior Advisor
T•• D•••••
Investor relationsInvestor Relations, Director
B•••••• M•••••••
Managing partnerManaging Partner
K••• S••••••
Managing partnerManaging Partner
W••••• B•••••••
Managing partnerManaging Partner
A••• N•••••
PartnerPartner
B•••• K••••
PartnerPartner
J••• M••••
Platform and operationsChief Compliance Officer and Director, Finance and Operations
J••••••• M•••• M••••
Platform and operationsChief Compliance Officer And Director Of Finance & Operations · since Jan 1, 2015
R••••••• J•••••
Platform and operationsOffice Manager / Executive Assistant
V••••• B•••••••••
Platform and operationsFund Controller
B•••••• M•••••••
PrincipalPrincipal · since Dec 1, 2015
F••••••• H••••• M•••••
PrincipalPrincipal · since Jul 1, 1998
K••• D••••• S••••••
PrincipalPrincipal · since Feb 1, 2017
P•• G••••••
PrincipalPrincipal
W••••• B•••••••
PrincipalPrincipal · since Dec 1, 2004
D••• E•••••
Vice presidentVice President
J••• C•••••
Vice presidentSenior Associate
R•• S••••••
Vice presidentVice President
S•••• B••••••
Vice presidentVice President
2 departed (kept with end dates)
- E••••• C••• W••••••• · Class C Member · Dec 1, 1999 to Jun 30, 2022 Inference
- J••••••• D•••••• G•••• · Partner · Feb 1, 2017 to Mar 29, 2019 Inference
Investments on record
22 edges, 22 companies, 0 partner-attributed
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
2 relationships from shared deals, counted for the whole firm
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
13 dated events
- Jun 30, 2022••• Locked
- Mar 31, 2021••• LockedFund no longer reportedFundsInferenceB•••• P•••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2021••• LockedFund first reported on Form ADVFundsFact4•• C•••••• C••••••••• F••• I• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 31, 2021••• LockedFund first reported on Form ADVFundsFact4•• C•••••• F••• I• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Mar 29, 2019••• Locked
- Jul 20, 2017••• LockedFund first reported on Form ADVFundsFactF•••••• S•••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 20, 2017••• LockedFirst SEC adviser filingOrganizationFactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 20, 2017••• LockedFund first reported on Form ADVFundsFactB•••• C••••••••• I••• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 20, 2017••• LockedFund first reported on Form ADVFundsFactB•••• V•••••• P••••••• I•• L•SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 20, 2017••• LockedFund first reported on Form ADVFundsFactB•••• P••••••• I•• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Jul 20, 2017••• LockedFund first reported on Form ADVFundsFactB•••• P•••••••• L••SEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
- Feb 1, 2017••• Locked
- Feb 1, 2017••• Locked
Classification history
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 18% of 9 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%, cls-1)registered adviser; venture funds are 18% of 10 private funds
Evidence
53 observations from 3 sources