Rockefeller Capital Management
Private equity with venture activity, based in New York, New York, reporting $273,802 of fund assets on its funds' Form ADV filings.
Composed from this organization's classification, location and filed figures.
5 additional team members, 4 additional co-investors and affiliates, 4 events, 1 verified contact (1 firm phone)
Every relationship, signal and contact on this record, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Nothing material in the last 180 days.
People to know
View all people- Limited PartnerWhy: Partner: part of the investment decisionNo route on file yet
- Limited PartnerWhy: Partner: part of the investment decisionNo route on file yet
Relationship network
10 connected entities
From financing rounds and every investor named in them, Form ADV and Form D filings, the firm's funds and team, and disclosed LP commitments in the venture capital graph. A round's amount is the size of the round, not money that moved between two investors.
Some relationships on this record are counted rather than named here. They open with the full profile.
Click any name or line for the rounds and sources behind it. Line weight is rounds together; dashed lines are inferred.
- Sponsor
- Fund or vehicle
- Person
›How strength and recency are read
Co-investors are read from the rounds: three or more shared rounds is a strong observed relationship, two a repeat co-investor, one a single round. Funds and people are structural. Nothing is scored that a reader cannot check.
Darker lines were active in the last 24 months or are current; lighter lines are older or undated.
How am I connected?
Name your firm, a company or a person, and DFX finds the published routes to Rockefeller Capital Management: a shared portfolio company or board, a prior employer, a co-investor, a shared LP or service provider. Every step is a filed or published record with its source; none is a guess about who knows whom.
See how you connect to Rockefeller Capital Management
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Investing
1 company on record, 0 new in 12 months
Investments on record
What these amounts mean“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.Acquired, Public, Exited and Active are what the firm’s own portfolio card says, read on the date shown when you hover the chip; they are not deal dates. A company with no chip is one whose card states no outcome: DFX does not assume it is active.Stated thesis versus observed behaviour
- Sectors
- not stated or not yet read
- Stages
- not stated or not yet read
- Geography
- not stated
- Check size
- not stated; DFX does not estimate checks from round sizes
Team
9 current, 21 departed
Decision makers
- David Christopher Ott · Limited PartnerWhy this person: Partner: part of the investment decision; Named with investment responsibility
- Ole Andreas Halvorsen · Limited PartnerWhy this person: Partner: part of the investment decision; Named with investment responsibility
Who else at this firm · 1 person, grouped by function
Ranked by the role the firm or its filing states, a route on file and deals led. Every reason is read from the record, never inferred. Routes are published by the person or the firm (their bio, the team page or a filing) and are revealed on a plan; data bought from a provider is never shown, and a route printed at a firm the person has since left is held back.
Investment team
How the team is orderedPartners who lead rounds first (rounds led, then deals attributed, then seniority), then the rest of the investment team, then investor relations, finance and operations. A person named by two sources under two spellings is shown once.- Limited Partner
- Limited Partner
- Chief Financial Officer
4 departed (kept with end dates)
- Hardit Singh · Chief Operating Officer · Mar 1, 2018 to Mar 1, 2019 Inference
- John Francis Ryan · Chief Administrative Officer · Jan 1, 2019 to Oct 23, 2024 Inference
- Jonathan Eisenberg · General Counsel & Secretary · Mar 1, 2018 to Mar 31, 2021 Inference
Contacts
1 firm phone on record, each with its source. Values open with the complete profile.
Funds and LPs
1 vehicle, 0 LPs disclosed
Funds and vehicles
What these amounts meanGAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.| Vehicle | Type | Vintage | Lifecycle | Reported GAV | Owners | Form D sold | Latest Form D |
|---|---|---|---|---|---|---|---|
| Rockefeller Cleantech Ventures Fund, LLC | SPV or co-invest vehicle | unknown | Unknown | $273,802 Mar 31, 2026 | 69 | unknown | unknown |
Limited partners
Known LPs and allocators
What these amounts and dates areEach commitment is counted once across the pension tape and the allocator graph. A commitment date prints only when the source printed one; otherwise the row carries the report date. A foundation’s 990-PF line is a holding at fair value, never a commitment. Rows without a fund on the venture graph are commitments to this manager.Relationships across DFX
2 co-investors · on 4 other DFX graphs
Co-investors
- 2026-09-281 shared deal · one time · this firm led 1
- 2026-09-281 shared deal · one time · this firm led 1
Across DFX and the capital chainon 4 other DFX graphs ShowHide
- Family office profile (matched by same CRD)
- Sponsor-market profile (matched by same CRD)
- The same institution is held on Family Offices, Independent Sponsors, RIA and Wealth, Private Credit, matched by identifier. See which records
Rockefeller Capital Management is the same institution as 4 records in Family Offices, Independent Sponsors, RIA and Wealth and Private Credit.
DFX found 4 relationships across 4 datasets
Which record it is in each graph, what it is called there, and how the two were matched.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Checking your plan…
Evidence and history
9 dated events, 77 observations from 3 sources
Timeline
- Oct 23, 2024John Francis Ryan (Chief Administrative Officer) no longer on Schedule A of Rockefeller Capital Management
- Oct 1, 2022Alison Schachter joined Schedule A of Rockefeller Capital Management as Chief Financial Officer
- Mar 31, 2021Jonathan Eisenberg (General Counsel & Secretary) no longer on Schedule A of Rockefeller Capital Management
- Nov 1, 2020William Joseph Fenrich joined Schedule A of Rockefeller Capital Management as Secretary
- Mar 1, 2019Hardit Singh (Chief Operating Officer) no longer on Schedule A of Rockefeller Capital Management
Identity and regulatory footprint
Address, phone, Form ADV filing and ownersForm ADV filed Mar 31, 2026 · 39 private fundsShowHide
- Headquarters
- New York, NYadviserinfo.sec.gov
- Office address
- unknownadviserinfo.sec.gov
- Business phone
- unknownadviserinfo.sec.gov
- Website
- ROCKEFELLERFUNDS.COM
- SEC adviser type
- Registered investment adviseradviserinfo.sec.gov
- SEC exemption claimed
- unknown
- Latest Form ADV
- Mar 31, 2026
- Private funds reported
- 39 (1 venture capital funds)adviserinfo.sec.gov
- Private fund gross assets, adviser total
- $4.1Badviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
- Regulatory AUM
- $37Bthe adviser's RAUM, a regulatory measure, never a fund size
- Employees
- 602
- Owners on Schedule A
- Dragsa 30 Cayman Ltd. (Member), owns 25% to 50%; Dragsa 24 Cayman Ltd. (Member), owns 25% to 50%; Rockefeller Capital Management General Partner L.L.C. (General Partner)
Classification history
Classification history
Every classification this record has carried3 on recordShowHide
- Sep 23, 2026Private equity with venture activity (probable, 75%)Registered adviser; venture funds are 2% of 39 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%)Registered adviser; venture funds are 0% of 39 private funds
- Sep 12, 2026Private equity with venture activity (probable, 75%)Registered adviser; venture funds are 0% of 46 private funds
Evidence
Every observation behind this profile, with its source, date and class
| Fact | Value | Effective | Class | Source |
|---|---|---|---|---|
| Why admitted | VC funds reported | Mar 31, 2026 | Fact | Form ADV |
| SEC adviser type | Registered investment adviser | Mar 31, 2026 | Fact | Form ADV |
| SEC adviser type | Registered investment adviser | Mar 31, 2026 | Fact | Form ADV |
| SEC adviser type | Registered investment adviser | Oct 23, 2024 | Fact | Form ADV |
| First Form ADV filing | 2018-03-28 | Mar 31, 2026 | Fact | Form ADV |
| First Form ADV filing | 2018-03-28 | Oct 23, 2024 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-30 | Oct 1, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-29 | Sep 30, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-25 | Sep 26, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-23 | Sep 24, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-21 | Sep 23, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1+panel:2026-09-22 | Sep 23, 2026 | Fact | Form ADV |
| Adv history loaded | adv-hist-1 | Sep 12, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2026-03-31 | Mar 31, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2026-03-31 | Mar 31, 2026 | Fact | Form ADV |
| Latest Form ADV filing | 2024-10-23 | Oct 23, 2024 | Fact | Form ADV |
| SEC status | Approved | Mar 31, 2026 | Fact | Form ADV |
| SEC status effective | 2018-03-01 | Mar 31, 2026 | Fact | Form ADV |
| Venture share of reported funds | 0 | Mar 31, 2026 | Fact | Form ADV |
| Venture share of reported funds | 0 | Oct 23, 2024 | Fact | Form ADV |
| Business phone | Mar 31, 2026 | Fact | Form ADV | |
| Business phone | Oct 23, 2024 | Fact | Form ADV | |
| Employees | 602 | Mar 31, 2026 | Fact | Form ADV |
| Employees | 512 | Oct 23, 2024 | Fact | Form ADV |
| Headquarters | New York, NY | Mar 31, 2026 | Fact | Form ADV |
| Headquarters | New York, NY | Oct 23, 2024 | Fact | Form ADV |
| Office address | Mar 31, 2026 | Fact | Form ADV | |
| Office address | Oct 23, 2024 | Fact | Form ADV | |
| Legal form | Limited Liability Company | Mar 31, 2026 | Fact | Form ADV |
| Other funds reported | 29 | Mar 31, 2026 | Fact | Form ADV |
| PE funds reported | 8 | Mar 31, 2026 | Fact | Form ADV |
| Private funds reported | 39 | Mar 31, 2026 | Fact | Form ADV |
| Private funds reported | 39 | Mar 31, 2026 | Fact | Form ADV |
| Private funds reported | 46 | Oct 23, 2024 | Fact | Form ADV |
| Private fund gross assets (reported) | $4.1B | Mar 31, 2026 | Fact | Form ADV |
| Private fund gross assets (reported) | $4.1B | Mar 31, 2026 | Fact | Form ADV |
| Private fund gross assets (reported) | $3.2B | Oct 23, 2024 | Fact | Form ADV |
| Regulatory AUM (adviser, not fund size) | $37B | Mar 31, 2026 | Fact | Form ADV |
| Regulatory AUM (adviser, not fund size) | $27B | Oct 23, 2024 | Fact | Form ADV |
| Venture funds reported | 1 | Mar 31, 2026 | Fact | Form ADV |
| Venture funds reported | 1 | Mar 31, 2026 | Fact | Form ADV |
| Venture funds reported | 0 | Oct 23, 2024 | Fact | Form ADV |
| Website | Sep 12, 2026 | Fact | Form ADV | |
| Website | Mar 31, 2026 | Fact | Form ADV | |
| Website | Oct 23, 2024 | Fact | Form ADV |
How this is scored
Scores, classification basis and filing advisersPrivate equity with venture activity, probable · 2 filing advisers share this firmShowHide
Registered adviser; venture funds are 2% of 39 private funds
One of 2 advisers that share rockefellerfunds.com; the firm is Rockefeller. Rockefeller & Co., Inc.. Each keeps its own CRD, funds and filings; the grouping is the website each swore to on Form ADV and is recomputed every pass.
- importance
- gav: 0 · funds: 0.08 · people: 0.08 · investments: 0 · scale basis: Venture-typed funds only (Private equity with venture activity): 1 fund, $0M of $0M reported · co investors: 0
- active deployment
- investments 12m: 0 · fund raising 18m: 0 · people joined 12m: 0 · vintage within 3y: 0 · latest investment at: not scored
- emerging manager
- fund count: 1 · reported gav: $273,802 · first adv filing: 2018-03-28 · years since first filing: 8.5
Fits, record history and connections
scored matches for this investor, every identity change, every edge
Record history
- Grouped with firm2026-09-12
- Adviser's first ADV filing2018-03-28source on record
The ledger records every merge, rename and reclassification this record went through and the dated filings observed on it, so the identity on this page can be traced to the records it was built from. The ledger's own sentences name other records, so they show with the names.
Not yet on record: latest vintage.