Firms, funds, partners, companies and rounds from sworn filings, firm sites and announcements, kept as a graph with a date and a source on every edge. Facts, inferences and estimates are labelled as such. A fund target is never a close, GAV is never dry powder, and a round size is never an investor’s check.

Firms / Plum Alley Management LLC

Plum Alley Management LLC

Corporate ventureNew York, NYplumalley.coSEC venture capital fund adviser

Plum Alley Ventures Company is an operating company that facilitates smart investment in forward leaning technologies for humans, industry and the planet.

corporate parent: Plum Alley Inc.

Importance
28
moderate
Active deployment
25
moderate
Emerging
0
low
Completeness
63
high
Freshness
100
high
Research priority
12
low
Identity and regulatory footprint
Headquarters
New York, NYadviserinfo.sec.gov
Office address
43W, 23RD STREET, New York, NY, 10010adviserinfo.sec.gov
Business phone
347-348-7901adviserinfo.sec.gov
SEC adviser type
exempt reporting adviseradviserinfo.sec.gov
SEC exemption claimed
venture capital fund adviseradviserinfo.sec.govItem 2.B(1): advises solely venture capital funds
Latest Form ADV
Mar 20, 2026
Private funds reported
33 (33 venture capital funds)adviserinfo.sec.gov
Private fund gross assets
$71.9Madviserinfo.sec.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Owners on Schedule A
Plum Alley Inc. (Sole Shareholder), E
business email
info@plumalley.coplumalley.copublished by the subject
business phone
347-348-7901adviserinfo.sec.govpublished by the subject
Stated thesis versus observed behaviour
no observed deals yet
Stated (the firm’s website)
Sectors
deep tech, hardware
Stages
not stated or not yet read
Geography
not stated
Check size
not stated; DFX does not estimate checks from round sizes
Self-described
venture capital
Observed (from deals on record)
Stage at participation: no observed deals yet
Stage at first entry: no observed deals yet
Sectors: no observed deals yet
lead rate n/afollow-on rate n/anew logos, 12 months 0
Funds and vehicles
39 reported, 4 no longer reported
VehicleTypeVintageLifecycleReported GAVOwnersForm D soldLatest Form D
PAVC Syndicate 8, LLCSPV or co-invest vehicle2026 form d first saleNewly closedunknownunknown$425,000
of $425,000
Mar 16, 2026
PAVC Syndicate 10, LLCSPV or co-invest vehicle2026 form d first saleNewly closedunknownunknown$960,000
of $960,000
Mar 16, 2026
PAVC Syndicate 12, LLCSPV or co-invest vehicle2026 form d first saleNewly closedunknownunknown$580,000
of $580,000
May 19, 2026
PAVC Syndicate 6, LLCSPV or co-invest vehicle2025 form d first saleNewly closedunknownunknown$382,000
of $382,000
Dec 2, 2025
PAVC Syndicate 5, LLCSPV or co-invest vehicle2025 form d first saleNewly closedunknownunknown$1.2M
of $1.2M
Jun 11, 2025
PAVC Syndicate 7, LLCSPV or co-invest vehicle2025 form d first saleNewly closedunknownunknown$344,412
of $344,412
Dec 2, 2025
Plum Alley Syndicate 40 LLCSPV or co-invest vehicle2024 form d first saleEarly deployment$294,477
Apr 17, 2024
32$294,478
of $294,478
Apr 16, 2024
Plum Alley Syndicate 37 LLCSPV or co-invest vehicle2023 form d first saleActive deployment$685,000
Apr 17, 2024
20$685,000
of $685,000
Apr 4, 2024
Plum Alley Syndicate 36 LLCSPV or co-invest vehicle2023 form d first saleActive deployment$633,500
Apr 17, 2024
23$633,500
of $633,500
Apr 4, 2024
Plum Alley Syndicate 38 LLCSPV or co-invest vehicle2023 form d first saleActive deployment$548,498
Apr 17, 2024
14$559,000
of $559,000
Apr 4, 2024
Plum Alley Syndicate 39 LLCSPV or co-invest vehicle2023 form d first saleActive deployment$245,978
Apr 17, 2024
9$253,500
of $253,500
Apr 16, 2024
Plum Alley Ventures Fund I, L.P.Fund2022 adv first reportedActive deployment$17.7M
Apr 17, 2024
63$0
of $50.0M
Jan 6, 2022
Plum Alley Syndicate XxvSPV or co-invest vehicle2022 adv first reportedActive deployment$7.8M
Apr 17, 2024
69unknownunknown
Plum Alley Syndicate XxviiSPV or co-invest vehicle2022 adv first reportedActive deployment$3.7M
Apr 17, 2024
10unknownunknown
Plum Alley Syndicate XxviSPV or co-invest vehicle2022 adv first reportedActive deployment$2.6M
Apr 17, 2024
49unknownunknown
Plum Alley Syndicate XxxiiSPV or co-invest vehicle2022 adv first reportedActive deployment$1.6M
Apr 17, 2024
30unknownunknown
Plum Alley Syndicate XxxiSPV or co-invest vehicle2022 adv first reportedActive deployment$1.4M
Apr 17, 2024
46unknownunknown
Plum Alley Syndicate XxixSPV or co-invest vehicle2022 adv first reportedActive deployment$883,312
Apr 17, 2024
33unknownunknown
Plum Alley Syndicate XxviiiSPV or co-invest vehicle2022 adv first reportedActive deployment$801,441
Apr 17, 2024
35unknownunknown
Plum Alley Syndicate XxxSPV or co-invest vehicle2022 adv first reportedActive deployment$651,170
Apr 17, 2024
31unknownunknown
Plum Alley Syndicate 35 LLCSPV or co-invest vehicle2022 form d first saleActive deployment$541,806
Apr 17, 2024
29$570,000
of $570,000
Jun 1, 2023
Plum Alley Syndicate XxxivSPV or co-invest vehicle2022 form d first saleActive deployment$537,645
Apr 17, 2024
23$568,636
of $568,636
Jun 1, 2023
Plum Alley Syndicate XxSPV or co-invest vehicle2020 form d first saleMature$5.8M
Apr 17, 2024
3$5.8M
of $5.8M
Feb 16, 2021
Plum Alley Syndicate XxivSPV or co-invest vehicle2020 form d first saleMature$4.9M
Apr 17, 2024
46$1.9M
of $1.9M
Feb 16, 2021
Plum Alley Syndicate XxiiiSPV or co-invest vehicle2020 form d first saleMature$1.7M
Apr 17, 2024
50$887,000
of $887,000
Feb 16, 2021
Plum Alley Syndicate XxiSPV or co-invest vehicle2020 form d first saleMature$1.7M
Apr 17, 2024
37$952,500
of $952,500
Feb 16, 2021
Plum Alley Syndicate XxiiSPV or co-invest vehicle2020 form d first saleMature$481,604
Apr 17, 2024
22$626,500
of $626,500
Feb 16, 2021
Plum Alley Syndicate XivSPV or co-invest vehicle2020 form d first saleMature$174,080
Apr 17, 2024
59$862,000
of $862,000
Feb 16, 2021
Plum Alley Syndicate XviiiSPV or co-invest vehicle2019 form d first saleMature$5.1M
Apr 17, 2024
35$878,000
of $878,000
Oct 15, 2019
Plum Alley Syndicate XviiSPV or co-invest vehicle2019 form d first saleMature$877,629
Apr 17, 2024
34$715,000
of $715,000
Sep 23, 2019
Plum Alley Syndicate XiiSPV or co-invest vehicle2018 form d first saleHarvest$12.6M
Apr 17, 2024
60$1.5M
of $1.5M
Nov 28, 2018
Plum Alley Syndicate XiSPV or co-invest vehicle2018 form d first saleHarvest$5.4M
Apr 17, 2024
75$2.3M
of $2.3M
Feb 16, 2021
Plum Alley Syndicate ViiiSPV or co-invest vehicle2018 form d first saleHarvest$1.0M
Apr 17, 2024
27$590,000
of $590,000
Apr 7, 2021
Plum Alley Syndicate XviSPV or co-invest vehicle2018 form d first saleHarvest$564,339
Apr 17, 2024
25$595,000
of $595,000
Sep 23, 2019
Plum Alley Syndicate VIISPV or co-invest vehicle2017 form d first saleHarvest$2.5M
Apr 17, 2024
27$1.3M
of $1.3M
Nov 28, 2018
Plum Alley Syndicate VSPV or co-invest vehicle2017 form d first saleHarvest$1.2M
Apr 17, 2024
32$1.2M
of $1.2M
Nov 28, 2018
Plum Alley Syndicate IxSPV or co-invest vehicle2017 form d first saleHarvest$1.1M
Apr 17, 2024
38$865,000
of $865,000
Apr 7, 2021
Plum Alley Syndicate VISPV or co-invest vehicle2017 form d first saleHarvest$633,070
Apr 17, 2024
19$520,000
of $520,000
Nov 28, 2018
Plum Alley Syndicate IV EpiboneSPV or co-invest vehicle2016 form d first saleHarvest$2.8M
Apr 17, 2024
64$560,000
of $560,000
Nov 28, 2018
Plum Alley Syndicate XxxiiiSPV or co-invest vehicle2023 adv first reportedWound down$1.1M
Mar 29, 2023
21unknownunknown
Plum Alley Syndicate XvSPV or co-invest vehicleunknownWound down$2.6M
Mar 29, 2023
40unknownunknown
Plum Alley Syndicate XiiiSPV or co-invest vehicleunknownWound down$1.2M
Mar 29, 2023
36unknownunknown
Plum Alley Syndicate XixSPV or co-invest vehicleunknownWound down$494,287
Mar 31, 2022
16unknownunknown
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
10 current, 1 departed
1 departed (kept with end dates)
  • Frances Anne Walton · Executive Director, Plum Alley Management Company · Jul 1, 2018 to Mar 29, 2024 Inference
Investments on record
0 edges, 0 companies, 0 partner-attributed
No investment on record yet. Edges arrive from the firm’s portfolio page, financing announcements, and Form D board seats.
Co-investors
0 relationships from shared deals, counted for the whole firm
No co-investor relationship yet: these are derived only from rounds and portfolio listings the graph has seen both investors on.
Limited partners
0 disclosed
No LP commitment on record. An LP edge needs a public disclosure with a quote: a pension report (see Limited partners for the plans read), a fund announcement naming the LP, or a Form ADV owner. The fund page carries the LP’s reported performance.
Timeline
43 dated events
  1. Mar 29, 2024
    Plum Alley Syndicate 39 LLC first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $245,978
  2. Mar 29, 2024
    Plum Alley Syndicate Xxxiii no longer reported on Form ADV by Plum Alley Management LLC
  3. Mar 29, 2024
    Plum Alley Syndicate Xv no longer reported on Form ADV by Plum Alley Management LLC
  4. Mar 29, 2024
    Plum Alley Syndicate 40 LLC first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $294,477
  5. Mar 29, 2024
    Plum Alley Syndicate 37 LLC first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $685,000
  6. Mar 29, 2024
    Plum Alley Syndicate 38 LLC first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $548,498
  7. Mar 29, 2024
    Frances Anne Walton (Executive Director, Plum Alley Management Company) no longer on Schedule A of Plum Alley Management LLC
  8. Mar 29, 2024
    Plum Alley Syndicate Xiii no longer reported on Form ADV by Plum Alley Management LLC
  9. Mar 29, 2023
    Plum Alley Syndicate Xix no longer reported on Form ADV by Plum Alley Management LLC
  10. Mar 29, 2023
    Plum Alley Syndicate 36 LLC first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $557,472
  11. Mar 29, 2023
    Plum Alley Syndicate Xxxiv first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $551,711
  12. Mar 29, 2023
    Plum Alley Syndicate 35 LLC first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $555,674
  13. Mar 29, 2023
    Plum Alley Syndicate Xxxiii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $1,090,502
  14. Mar 31, 2022
    Plum Alley Syndicate Xxviii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $852,273
  15. Mar 31, 2022
    Plum Alley Syndicate Xxxii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $1,433,000
  16. Mar 31, 2022
    Plum Alley Syndicate Xxv first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $5,329,692
  17. Mar 31, 2022
    Plum Alley Syndicate Xxxi first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $568,182
  18. Mar 31, 2022
    Plum Alley Syndicate Xxx first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $785,000
  19. Mar 31, 2022
    Plum Alley Ventures Fund I, L.P. first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $18,039,043
  20. Mar 31, 2022
    Plum Alley Syndicate Xxvii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $3,370,649
  21. Mar 31, 2022
    Plum Alley Syndicate Xxvi first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $2,614,182
  22. Mar 31, 2022
    Plum Alley Syndicate Xxix first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $936,466
  23. Mar 25, 2021
    Plum Alley Syndicate Xiv first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $1,398,000
  24. Mar 25, 2021
    Plum Alley Syndicate Xiii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $1,180,000
  25. Mar 25, 2021
    Plum Alley Syndicate VII first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $1,340,000
  26. Mar 25, 2021
    Plum Alley Syndicate V first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $1,192,000
  27. Mar 25, 2021
    Plum Alley Syndicate Xii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $2,612,768
  28. Mar 25, 2021
    Plum Alley Syndicate IV Epibone first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $2,005,617
  29. Mar 25, 2021
    Plum Alley Syndicate Xviii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $878,000
  30. Mar 25, 2021
    Plum Alley Syndicate Xvi first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $595,000
  31. Mar 25, 2021
    Plum Alley Syndicate Xv first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $1,442,000
  32. Mar 25, 2021
    Plum Alley Syndicate Xi first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $3,875,000
  33. Mar 25, 2021
    Plum Alley Syndicate VI first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $664,423
  34. Mar 25, 2021
    Plum Alley Syndicate Xvii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $715,000
  35. Mar 25, 2021
    Plum Alley Syndicate Ix first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $1,063,000
  36. Mar 25, 2021
    Plum Alley Syndicate Xxi first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $952,500
  37. Mar 25, 2021
    Plum Alley Syndicate Xxiv first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $1,920,000
  38. Mar 25, 2021
    Plum Alley Syndicate Xxiii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $890,000
  39. Mar 25, 2021
    Plum Alley Syndicate Xxii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $626,500
  40. Mar 25, 2021
    Plum Alley Syndicate Xix first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $494,287
  41. Mar 25, 2021
    Plum Alley Syndicate Xx first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $5,750,000
  42. Mar 25, 2021
    Plum Alley Management LLC first filed Form ADV (ERA, venture capital fund adviser exemption)
  43. Mar 25, 2021
    Plum Alley Syndicate Viii first reported on Form ADV by Plum Alley Management LLC (Venture Capital Fund), GAV $590,000
Classification history
  1. Sep 12, 2026
    Corporate venture (confirmed, 95%, cls-1)
    corporate parent: Plum Alley Inc.
Evidence
39 observations from 3 sources
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
Why admittedvc_exemption,vc_funds_reportedMar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC exemption claimedventure_capital_fund_adviserMar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC exemption claimedventure_capital_fund_adviserApr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
SEC adviser typeexempt_reporting_adviserMar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC adviser typeexempt_reporting_adviserApr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
First Form ADV filing2021-03-25Apr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Adv history loadedadv-hist-1Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Latest Form ADV filing2026-03-20Mar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Latest Form ADV filing2024-04-17Apr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
SEC statusERA - ActiveMar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
SEC status effective2021-03-25Mar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Venture share of reported funds1Apr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Business phone347-348-7901Mar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Business phone347-348-7901Apr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Contact page urlhttps://plumalley.co/contact
contact page linked from the home page
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
DescriptionPlum Alley Ventures Company is an operating company that facilitates smart investment in forward leaning technologies for humans, industry and the planet.
meta description
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
HeadquartersNew York, NYMar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
HeadquartersNew York, NYApr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Office address43W, 23RD STREET, New York, NY, 10010Mar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Office address43W, 23RD STREET, New York, NY, 10010Apr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Self-described typeventure_capital
Venture Fund I
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Legal formLimited Liability CompanyMar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Legal formLimited Liability CompanyApr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private funds reported33Mar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Private funds reported33Apr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private fund gross assets (reported)$71.9MMar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Private fund gross assets (reported)$89.0MApr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Stated sectorsdeep_tech,hardware
sector words on the home page
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Team pagehttps://plumalley.co/team
8 name/title pairs read
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Venture funds reported33Mar 20, 2026FactSEC Form ADV monthly roster (registered + exempt reporting advisers)
Venture funds reported33Apr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Websitehttps://www.plumalley.coApr 17, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Site titlePlum Alley
title tag
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)